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Asset manager · Atlanta, GA

Discipline Strategies Management, LP

SEC-registered investment adviser · CRD 336716 · SEC 801-134240

At a glance

Discipline Strategies Management, LP is an SEC-registered investment adviser based in Atlanta, Georgia, with $0 in regulatory assets under management as of its Form ADV filed March 20, 2026. By Form ADV it is a asset manager, ranked 2,802nd of 3,218 asset managers and 16,787th of 17,210 SEC-registered advisers by assets.

Main office 404-531-7103As filed on Form ADV

Regulatory AUM
$0M
Rank among asset managers
#2,802 of 3,218
Rank among all SEC RIAs
#16,787 of 17,210
Rank in Georgia
#326 of 331
Clients
0
Accounts
0
Discretionary
0% of AUM
Employees
7
Advisory staff
4
Offices
1

Owners and executives on its Form ADV

Custody and brokerage

Custodian

Discipline Strategies Management, LP’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.

Broker-dealer

Hybrid RIA

Discipline Strategies Management, LP is a hybrid RIA: 2 of its employees are also registered representatives of a broker-dealer. It names an affiliated broker-dealer: DAI Securities, LLC.

Its Form ADV brochure (filed March 2026) names DAI Securities as the broker-dealer its advisers are registered with.

Placement Agent Fees The Fund will pay to one or more other agents, which will include registered representatives of DAIS and may include other affiliates of DSM , Placement Fees of up to 5% of gross offering proceeds from the sale of inter

Other hybrid RIAs

Disciplinary disclosures

Discipline Strategies Management, LP reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗

Services

  • Portfolio management for pooled investment vehicles

How it’s paid

  • A percentage of assets under management
  • Performance-based fees

Form ADV and brochures on the SEC’s adviser search ↗

AtlasMembers

The full record on Discipline Strategies Management, LP

Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.

Assets, accounts, clients and staff, 1 years of filings
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Growth over one, three and five years
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Rank against 626 peers of its type and size
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Owners and executives, with titles and stakes
5 namedLocked
Main office, fax and compliance officer
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Filing changes this year, with alerts
1Locked
Open Atlas free

Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Background

Questions

How much does Discipline Strategies Management, LP manage?

Discipline Strategies Management, LP reports $0 in regulatory assets under management, on its Form ADV filed March 20, 2026.

What kind of firm is Discipline Strategies Management, LP?

Discipline Strategies Management, LP is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals.

Does Discipline Strategies Management, LP have any disciplinary history?

Discipline Strategies Management, LP reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.

Where these numbers come from

Every figure is Discipline Strategies Management, LP’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-20), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.

Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →