Owner · DAI Wealth, LLC
Michael E. O'Toole
CRD 6336251 · Named on Form ADV at 2 SEC-registered advisers
At a glance
DAI Wealth, LLC, an SEC-registered wealth manager based in Atlanta, GA with $330 million in regulatory assets, lists Michael E. O'Toole on its Form ADV as Owner, a control person. The SEC filings also name Michael at 1 other registered adviser.
Firms and roles
- DAI Wealth, LLCOwnerWealth manager · Atlanta, GA · $330M in regulatory assets
- Discipline Strategies Management, LPManagement Team MemberAsset manager · Atlanta, GA · $0M in regulatory assets
AtlasMembers
Michael’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 2 firmsLocked
- Control-person status
- 2 firmsLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
SEC adviser record
- Registered since
- 2018 (8 years)
- Designations
- None on file
- Exams
- Series 66
- Registered in
- 1 state
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Michael’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- Locked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (8)
- Joseph G. MichaletzPresident/chief Executive Officer, DAI Wealth, LLC
- Christine E. MichaletzVp/secretary/treasurer, DAI Wealth, LLC
- Ernest G. StraussChief Compliance Officer, DAI Wealth, LLC
- Matthew A. IngberChief Operating Officer, DAI Wealth, LLC
- Candace BrownVP, Compliance Officer, DAI Wealth, LLC
3 more people named with Michael on the same filings, with titles and firms. Free in Atlas with a free account.
See all 8 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Michael’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.