Wealth manager, wrap-program sponsor · Scottsdale, AZ
DEW Wealth Management
DEW Wealth Management, LLC · SEC-registered investment adviser · CRD 114148 · SEC 801-108014
At a glance
DEW Wealth Management is an SEC-registered investment adviser based in Scottsdale, Arizona, with $465 million in regulatory assets under management as of its Form ADV filed September 8, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 246 individual clients. By Form ADV it is a wealth manager (wrap-program sponsor), ranked 3,071st of 8,915 wealth managers and 8,132nd of 17,210 SEC-registered advisers by assets.
Main office 480-614-9119dewwealth.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $465M
- Rank among wealth managers
- #3,071 of 8,915
- Rank among all SEC RIAs
- #8,132 of 17,210
- Rank in Arizona
- #61 of 212
- Individual clients
- 246
- High-net-worth clients
- 209
- Accounts
- 596
- Discretionary
- 43% of AUM
- Employees
- 36
- Advisory staff
- 24
- Offices
- 17
Owners and executives on its Form ADV
- James P. DewChief Executive Officer, Chief Compliance Officer
- Mimi M. DewPresident
- Bryce T. KeffelerManaging Partner
- Justin E. CrawfordChief Operating Officer
Custody and brokerage
3 custodians
- Assetmark Brokerage$332M71%
- Charles Schwab$79M17%
- Fidelity$54M12%
Other RIAs using Assetmark BrokerageOther multi-custodian RIAs
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 209 | $450M | 97% |
| Individuals | 37 | $14M | 3% |
Disciplinary disclosures
DEW Wealth Management answers yes to 1 disclosure item in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Pension consulting
- Selecting other advisers
- Educational seminars and workshops
How it’s paid
- A percentage of assets under management
- Fixed fees
- Other
Form ADV and brochures on the SEC’s adviser search ↗dewwealth.com ↗
AtlasMembers
The full record on DEW Wealth Management
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 9 years of filings
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- Growth over one, three and five years
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- Rank against 5,636 peers of its type and size
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- Owners and executives, with titles and stakes
- 4 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does DEW Wealth Management manage?
DEW Wealth Management reports $465 million in regulatory assets under management across 596 accounts, 43% of it on a discretionary basis, on its Form ADV filed September 8, 2026.
What kind of firm is DEW Wealth Management?
DEW Wealth Management is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are DEW Wealth Management’s clients?
By assets, its largest client types are high-net-worth individuals ($450 million, 209 clients); individuals ($14 million, 37 clients).
Does DEW Wealth Management have any disciplinary history?
DEW Wealth Management answers yes to 1 disclosure item in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is DEW Wealth Management’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-09-08), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →