Wealth manager, independent · Forked River, NJ
Davidson Wealth Management LLC
SEC-registered investment adviser · CRD 153227 · SEC 801-71216
At a glance
Davidson Wealth Management LLC is an SEC-registered investment adviser based in Forked River, New Jersey, with $172 million in regulatory assets under management as of its Form ADV filed June 15, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 228 individual clients. By Form ADV it is a wealth manager, ranked 6,365th of 8,915 wealth managers and 13,012th of 17,210 SEC-registered advisers by assets.
Main office 732-409-1060davidsonwealthmgmt.comAs filed on Form ADV
- Regulatory AUM
- $172M
- Rank among wealth managers
- #6,365 of 8,915
- Rank among all SEC RIAs
- #13,012 of 17,210
- Rank in New Jersey
- #300 of 392
- Individual clients
- 228
- High-net-worth clients
- 54
- Accounts
- 653
- Discretionary
- 35% of AUM
- Employees
- 5
- Advisory staff
- 3
- Offices
- 1
Owners and executives on its Form ADV
- Richard E. ProzzoManaging Member and Chief Compliance Officer
- Kristopher M. SevcenkoFinancial Planner and Minority Owner
Custody and brokerage
Broker-dealer
Hybrid RIA
Davidson Wealth Management LLC is a hybrid RIA: 3 of its employees are also registered representatives of a broker-dealer.
Its Form ADV brochure (filed June 2026) names Osaic Wealth as the broker-dealer its advisers are registered with.
Principals of Davidson are Registered Representatives associated with Osaic Wealth, Inc.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 54 | $124M | 72% |
| Individuals | 174 | $46M | 27% |
| Pension and profit sharing plans | – | $2M | 1% |
| Corporations or other businesses | – | $0M | <1% |
| Charitable organizations | – | $0M | <1% |
Disciplinary disclosures
Davidson Wealth Management LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
- Pension consulting
- Selecting other advisers
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗davidsonwealthmgmt.com ↗
AtlasMembers
The full record on Davidson Wealth Management LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 5,681 peers of its type and size
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- Owners and executives, with titles and stakes
- 2 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Davidson Wealth Management LLC manage?
Davidson Wealth Management LLC reports $172 million in regulatory assets under management across 653 accounts, 35% of it on a discretionary basis, on its Form ADV filed June 15, 2026.
What kind of firm is Davidson Wealth Management LLC?
Davidson Wealth Management LLC is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Davidson Wealth Management LLC’s clients?
By assets, its largest client types are high-net-worth individuals ($124 million, 54 clients); individuals ($46 million, 174 clients); pension and profit sharing plans ($2 million).
Does Davidson Wealth Management LLC have any disciplinary history?
Davidson Wealth Management LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Davidson Wealth Management LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-06-15), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →