Managing Member and Chief Compliance Officer · Davidson Wealth Management LLC
Richard E. Prozzo
CRD 1972687 · Named on Form ADV at one SEC-registered adviser
At a glance
Davidson Wealth Management LLC, an SEC-registered wealth manager based in Forked River, NJ with $172 million in regulatory assets, lists Richard E. Prozzo on its Form ADV as Managing Member and Chief Compliance Officer, a control person.
Firms and roles
- Davidson Wealth Management LLCManaging Member and Chief Compliance OfficerWealth manager · Forked River, NJ · $172M in regulatory assets
AtlasMembers
Richard’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Kristopher M. SevcenkoFinancial Planner and Minority Owner, Davidson Wealth Management LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Richard’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.