Asset manager · LOS Angeles, CA
Congruence Capital, LLC
SEC-registered investment adviser · CRD 328559 · SEC 801-131703
At a glance
Congruence Capital, LLC is an SEC-registered investment adviser based in LOS Angeles, California, with $334 million in regulatory assets under management as of its Form ADV filed April 1, 2026. Its largest client group by assets is other investment advisers. By Form ADV it is a asset manager, ranked 1,878th of 3,218 asset managers and 9,652nd of 17,210 SEC-registered advisers by assets.
Main office 213-757-8205congruencecapital.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $334M
- Rank among asset managers
- #1,878 of 3,218
- Rank among all SEC RIAs
- #9,652 of 17,210
- Rank in California
- #1,112 of 1,873
- Clients
- 3
- Accounts
- 5
- Discretionary
- 100% of AUM
- Employees
- 4
- Advisory staff
- 3
- Offices
- 1
Owners and executives on its Form ADV
- Joshua J. NipChief Financial Officer and Chief Compliance Officer
- Harvey H. LiPartner
- Brett F. HoffManaging Partner and Portfolio Manager
- Mikayla H. HartPartner
- Mark R. KramerPartner
Custody and brokerage
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Other investment advisers | 1 | $175M | 53% |
| Pooled investment vehicles | 1 | $128M | 38% |
| Banking or thrift institutions | 1 | $31M | 9% |
Private funds
Congruence Capital, LLC reports 1 private funds with $128M in gross assets: hedge funds (Form ADV Item 7.B).
Disciplinary disclosures
Congruence Capital, LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
How it’s paid
- A percentage of assets under management
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗congruencecapital.com ↗
AtlasMembers
The full record on Congruence Capital, LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 1 years of filings
- Locked
- Growth over one, three and five years
- Locked
- Rank against 939 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 5 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 1Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Congruence Capital, LLC manage?
Congruence Capital, LLC reports $334 million in regulatory assets under management across 5 accounts, 100% of it on a discretionary basis, on its Form ADV filed April 1, 2026.
What kind of firm is Congruence Capital, LLC?
Congruence Capital, LLC is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals.
Who are Congruence Capital, LLC’s clients?
By assets, its largest client types are other investment advisers ($175 million, 1 clients); pooled investment vehicles ($128 million, 1 clients); banking or thrift institutions ($31 million, 1 clients).
Does Congruence Capital, LLC manage private funds?
Yes. It reports 1 private funds with $128 million in gross assets, including hedge funds.
Does Congruence Capital, LLC have any disciplinary history?
Congruence Capital, LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Congruence Capital, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-04-01), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →