Asset manager · LOS Angeles, CA
Causeway Capital Management LLC
SEC-registered investment adviser · CRD 113308 · SEC 801-60343
At a glance
Causeway Capital Management LLC is an SEC-registered investment adviser based in LOS Angeles, California, with $62.2 billion in regulatory assets under management as of its Form ADV filed March 23, 2026. Its largest client group by assets is investment companies, and it reports 1,415 individual clients. By Form ADV it is a asset manager, ranked 185th of 3,218 asset managers and 375th of 17,210 SEC-registered advisers by assets.
Main office 310-231-6100causewaycap.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $62B
- Rank among asset managers
- #185 of 3,218
- Rank among all SEC RIAs
- #375 of 17,210
- Rank in California
- #35 of 1,873
- Individual clients
- 1,415
- High-net-worth clients
- 63
- Accounts
- 565
- Discretionary
- 100% of AUM
- Employees
- 103
- Advisory staff
- 40
- Offices
- 3
Owners and executives on its Form ADV
- Gracie V. FermeliaChief Operating Officer
- Sarah H. KettererChief Executive Officer; Portfolio Manager
- Harry W. HartfordPresident; Portfolio Manager
- Kurt DeckoGeneral Counsel, Compliance Director
- Daniel PhamChief Financial Officer
- Mindy YuChief Compliance Officer, Deputy General Counsel
Custody and brokerage
Broker-dealer
Hybrid RIA
Causeway Capital Management LLC is a hybrid RIA: 6 of its employees are also registered representatives of a broker-dealer.
Its Form ADV brochure (filed March 2026) names Foreside Fund Services as the broker-dealer its advisers are registered with.
auseway UCITS, Causeway Multi-Funds, and Causeway CITs are collectively referred to as “Sponsored Funds.” Certain employees of Causeway are registered representatives of Foreside Fund Services, LLC (“Foreside”), a registered broker-dealer.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Investment companies | 20 | $32B | 51% |
| State or municipal government entities | 19 | $13B | 20% |
| Pooled investment vehicles | 25 | $7.4B | 12% |
| Pension and profit sharing plans | 23 | $4.9B | 8% |
| Sovereign wealth funds and foreign official institutions | – | $2.9B | 5% |
| Charitable organizations | 30 | $1.4B | 2% |
| Corporations or other businesses | 30 | $970M | 2% |
| High-net-worth individuals | 63 | $302M | <1% |
| Individuals | 1,352 | $108M | <1% |
Private funds
Causeway Capital Management LLC reports 11 private funds with $1.6B in gross assets: other private funds (Form ADV Item 7.B).
Disciplinary disclosures
Causeway Capital Management LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
How it’s paid
- A percentage of assets under management
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗causewaycap.com ↗
AtlasMembers
The full record on Causeway Capital Management LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 287 peers of its type and size
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- Owners and executives, with titles and stakes
- 6 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Causeway Capital Management LLC manage?
Causeway Capital Management LLC reports $62.2 billion in regulatory assets under management across 565 accounts, 100% of it on a discretionary basis, on its Form ADV filed March 23, 2026.
What kind of firm is Causeway Capital Management LLC?
Causeway Capital Management LLC is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals.
Who are Causeway Capital Management LLC’s clients?
By assets, its largest client types are investment companies ($31.6 billion, 20 clients); state or municipal government entities ($12.7 billion, 19 clients); pooled investment vehicles ($7.4 billion, 25 clients).
Does Causeway Capital Management LLC manage private funds?
Yes. It reports 11 private funds with $1.6 billion in gross assets, including other private funds.
Does Causeway Capital Management LLC have any disciplinary history?
Causeway Capital Management LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Causeway Capital Management LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-23), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →