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Chief Compliance Officer, Deputy General Counsel · Causeway Capital Management LLC

Mindy Yu

CRD 8239290 · Named on Form ADV at one SEC-registered adviser

At a glance

Causeway Capital Management LLC, an SEC-registered asset manager based in LOS Angeles, CA with $62.2 billion in regulatory assets, lists Mindy Yu on its Form ADV as Chief Compliance Officer, Deputy General Counsel.

Firms and roles

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Mindy’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Gracie V. FermeliaChief Operating Officer, Causeway Capital Management LLC
  • Sarah H. KettererChief Executive Officer; Portfolio Manager, Causeway Capital Management LLC
  • Harry W. HartfordPresident; Portfolio Manager, Causeway Capital Management LLC
  • Kurt DeckoGeneral Counsel, Compliance Director, Causeway Capital Management LLC
  • Daniel PhamChief Financial Officer, Causeway Capital Management LLC

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Mindy’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.