Broker-dealer firm · Glen Carbon, IL
Carsonallaria Wealth Management, LTD.
SEC-registered investment adviser · CRD 157998 · SEC 801-112867
At a glance
Carsonallaria Wealth Management, LTD. is an SEC-registered investment adviser based in Glen Carbon, Illinois, with $792 million in regulatory assets under management as of its Form ADV filed March 16, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 631 individual clients. By Form ADV it is a broker-dealer firm, ranked 177th of 391 broker-dealer firms and 6,132nd of 17,210 SEC-registered advisers by assets.
Main office 618-288-9505carsonallaria.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $792M
- Rank among broker-dealer firms
- #177 of 391
- Rank among all SEC RIAs
- #6,132 of 17,210
- Rank in Illinois
- #288 of 684
- Individual clients
- 631
- High-net-worth clients
- 170
- Accounts
- 1,871
- Discretionary
- 100% of AUM
- Employees
- 9
- Advisory staff
- 6
- Offices
- 2
Owners and executives on its Form ADV
- Joseph M. AllariaShareholder, Chief Compliance Officer, Partner
- Mark V. AllariaShareholder, Partner
Custody and brokerage
Broker-dealer
Hybrid RIA
Carsonallaria Wealth Management, LTD. is a hybrid RIA: 2 of its employees are also registered representatives of a broker-dealer.
Its Form ADV brochure (filed March 2026) names Purshe Kaplan Sterling Investments as the broker-dealer its advisers are registered with.
Broker Dealer Certain IARs of our Firm are registered representatives of Purshe Kaplan Sterling Investments (“PKS”), a FINRA-registered broker-dealer and member of SIPC and will be compensated for effecting securities transactions or provid
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 170 | $445M | 56% |
| Individuals | 461 | $124M | 16% |
| Pension and profit sharing plans | 14 | $115M | 15% |
| State or municipal government entities | 1 | $107M | 13% |
| Charitable organizations | 1 | $1M | <1% |
Disciplinary disclosures
Carsonallaria Wealth Management, LTD. reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
- Other
Form ADV and brochures on the SEC’s adviser search ↗carsonallaria.com ↗
AtlasMembers
The full record on Carsonallaria Wealth Management, LTD.
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 8 years of filings
- Locked
- Growth over one, three and five years
- Locked
- Rank against 144 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 2 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 1Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Carsonallaria Wealth Management, LTD. manage?
Carsonallaria Wealth Management, LTD. reports $792 million in regulatory assets under management across 1,871 accounts, 100% of it on a discretionary basis, on its Form ADV filed March 16, 2026.
What kind of firm is Carsonallaria Wealth Management, LTD.?
Carsonallaria Wealth Management, LTD. is a broker-dealer firm by its Form ADV answers. The firm is itself registered as a broker-dealer as well as an investment adviser.
Who are Carsonallaria Wealth Management, LTD.’s clients?
By assets, its largest client types are high-net-worth individuals ($445 million, 170 clients); individuals ($124 million, 461 clients); pension and profit sharing plans ($115 million, 14 clients).
Does Carsonallaria Wealth Management, LTD. have any disciplinary history?
Carsonallaria Wealth Management, LTD. reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Carsonallaria Wealth Management, LTD.’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-16), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →