Asset manager · LOS Angeles, CA
Capital International, Inc.
SEC-registered investment adviser · CRD 110682 · SEC 801-32104
At a glance
Capital International, Inc. is an SEC-registered investment adviser based in LOS Angeles, California, with $58.2 billion in regulatory assets under management as of its Form ADV filed September 25, 2026. Its largest client group by assets is pension and profit sharing plans. By Form ADV it is a asset manager, ranked 192nd of 3,218 asset managers and 389th of 17,210 SEC-registered advisers by assets.
Main office 213-486-9200capitalgroup.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $58B
- Rank among asset managers
- #192 of 3,218
- Rank among all SEC RIAs
- #389 of 17,210
- Rank in California
- #36 of 1,873
- Clients
- 116
- Accounts
- 116
- Discretionary
- 100% of AUM
- Employees
- 254
- Advisory staff
- 45
- Offices
- 5
Owners and executives on its Form ADV
- Thomas J. CondonTreasurer
- Maria T. PathriaDirector, Vice Chair, Senior Vice President & Senior Counsel
- Steven T. WatsonDirector
- Ai Chun ChuaDirector, Senior Vice President & Senior Counsel
- Robert W. LovelaceDirector and Chair
- Noriko H. ChenDirector, President
- Matthew E. KnihtilaChief Compliance Officer
Custody and brokerage
Broker-dealer
Affiliated broker-dealer
It names an affiliated broker-dealer: Capital Client Group, Inc..
- Capital Client Group, Inc. ↗CRD 6247
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Pension and profit sharing plans | 47 | $14B | 24% |
| Investment companies | 8 | $11B | 19% |
| Pooled investment vehicles | 26 | $11B | 18% |
| Corporations or other businesses | 6 | $9.1B | 16% |
| Sovereign wealth funds and foreign official institutions | 5 | $5.4B | 9% |
| State or municipal government entities | 15 | $4.2B | 7% |
| Insurance companies | 5 | $3.7B | 6% |
| Charitable organizations | 1 | $277M | <1% |
| Other | 3 | $12M | <1% |
Private funds
Capital International, Inc. reports 2 private funds with $404M in gross assets: private equity funds (Form ADV Item 7.B).
Disciplinary disclosures
Capital International, Inc. answers yes to 2 disclosure items in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
How it’s paid
- A percentage of assets under management
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗capitalgroup.com ↗
AtlasMembers
The full record on Capital International, Inc.
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 290 peers of its type and size
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- Owners and executives, with titles and stakes
- 7 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
- 3Locked
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Background
Questions
How much does Capital International, Inc. manage?
Capital International, Inc. reports $58.2 billion in regulatory assets under management across 116 accounts, 100% of it on a discretionary basis, on its Form ADV filed September 25, 2026.
What kind of firm is Capital International, Inc.?
Capital International, Inc. is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals. It reports a bank or thrift among its related persons.
Who are Capital International, Inc.’s clients?
By assets, its largest client types are pension and profit sharing plans ($14.0 billion, 47 clients); investment companies ($10.9 billion, 8 clients); pooled investment vehicles ($10.6 billion, 26 clients).
Does Capital International, Inc. manage private funds?
Yes. It reports 2 private funds with $404 million in gross assets, including private equity funds.
Does Capital International, Inc. have any disciplinary history?
Capital International, Inc. answers yes to 2 disclosure items in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is Capital International, Inc.’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-09-25), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →