Director, President · Capital International, Inc.
Noriko H. Chen
CRD 1848339 · Named on Form ADV at 2 SEC-registered advisers
At a glance
Capital International, Inc., an SEC-registered asset manager based in LOS Angeles, CA with $58.2 billion in regulatory assets, lists Noriko H. Chen on its Form ADV as Director, President, a control person. The SEC filings also name Noriko at 1 other registered adviser.
Firms and roles
- Capital International, Inc.Director, PresidentAsset manager · LOS Angeles, CA · $58B in regulatory assets
- Capital Research CompanyDirector, President, Chairman & Principal Executive OfficerAsset manager · LOS Angeles, CA · $0M in regulatory assets
AtlasMembers
Noriko’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 2 firmsLocked
- Control-person status
- 2 firmsLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (10)
- Thomas J. CondonTreasurer, Capital International, Inc.
- Maria T. PathriaDirector, Vice Chair, Senior Vice President & Senior Counsel, Capital International, Inc.
- Steven T. WatsonDirector, Capital International, Inc.
- Ai Chun ChuaDirector, Senior Vice President & Senior Counsel, Capital International, Inc.
- Robert W. LovelaceDirector and Chair, Capital International, Inc.
5 more people named with Noriko on the same filings, with titles and firms. Free in Atlas with a free account.
See all 10 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Noriko’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.