Asset manager · Kirkland, WA
Calpa Advisors LLC
SEC-registered investment adviser · CRD 318008 · SEC 801-131087
At a glance
Calpa Advisors LLC is an SEC-registered investment adviser based in Kirkland, Washington, with $0 in regulatory assets under management as of its Form ADV filed March 14, 2026. By Form ADV it is a asset manager, ranked 2,730th of 3,218 asset managers and 16,714th of 17,210 SEC-registered advisers by assets.
Main office 310-418-1683LinkedInAs filed on Form ADV
- Regulatory AUM
- $0M
- Rank among asset managers
- #2,730 of 3,218
- Rank among all SEC RIAs
- #16,714 of 17,210
- Rank in Washington
- #267 of 271
- Clients
- 0
- Accounts
- 0
- Discretionary
- 0% of AUM
- Employees
- 1
- Advisory staff
- 1
- Offices
- 2
Owners and executives on its Form ADV
- Michael R. KennedyManaging Member and Chief Compliance Officer
Custody and brokerage
Custodian
Calpa Advisors LLC’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.
Broker-dealer
Hybrid RIA
Calpa Advisors LLC is a hybrid RIA: 1 of its employees are also registered representatives of a broker-dealer.
Its Form ADV brochure (filed March 2026) names Butler Capital Partners as the broker-dealer its advisers are registered with.
Kennedy is also a registered representative of Butler Capital Partners (“Butler”), a FINRA Member and registered broker -dealer.
Disciplinary disclosures
Calpa Advisors LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Pension consulting
- Selecting other advisers
How it’s paid
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗
AtlasMembers
The full record on Calpa Advisors LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 2 years of filings
- Locked
- Growth over one, three and five years
- Locked
- Rank against 626 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 1 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Calpa Advisors LLC manage?
Calpa Advisors LLC reports $0 in regulatory assets under management, on its Form ADV filed March 14, 2026.
What kind of firm is Calpa Advisors LLC?
Calpa Advisors LLC is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals.
Does Calpa Advisors LLC have any disciplinary history?
Calpa Advisors LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Calpa Advisors LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-14), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →