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Private fund adviser · Sydney, Australia

Caledonia (private) Investments PTY Limited

SEC-registered investment adviser · CRD 161331 · SEC 801-79576

At a glance

Caledonia (private) Investments PTY Limited is an SEC-registered investment adviser based in Sydney, Australia, with $5.3 billion in regulatory assets under management as of its Form ADV filed September 28, 2026. Its largest client group by assets is pooled investment vehicles, and it reports 28 individual clients. By Form ADV it is a private fund adviser, ranked 948th of 4,686 private fund advisers and 2,025th of 17,210 SEC-registered advisers by assets.

Main office +01161292557600caledonia.com.auAs filed on Form ADV

Regulatory AUM
$5.3B
Rank among private fund advisers
#948 of 4,686
Rank among all SEC RIAs
#2,025 of 17,210
Individual clients
28
High-net-worth clients
28
Accounts
42
Discretionary
91% of AUM
Employees
26
Advisory staff
9
Offices
2

Owners and executives on its Form ADV

Custody and brokerage

4 custodians

  1. UBS$613M44%
  2. J.P. Morgan$321M23%
  3. Goldman Sachs$280M20%
  4. Citi$174M13%

Other RIAs using UBSOther multi-custodian RIAs

Broker-dealer

No broker-dealer ties

Other RIAs with no broker-dealer ties

Who it serves

Client typeClientsRegulatory AUMShare
Pooled investment vehicles14$3.6B69%
High-net-worth individuals28$1.6B31%

Disciplinary disclosures

Caledonia (private) Investments PTY Limited reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗

Services

  • Portfolio management for individuals and small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses and institutions

How it’s paid

  • A percentage of assets under management
  • Performance-based fees

Form ADV and brochures on the SEC’s adviser search ↗caledonia.com.au ↗

AtlasMembers

The full record on Caledonia (private) Investments PTY Limited

Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.

Assets, accounts, clients and staff, ten years of filings
Locked
Growth over one, three and five years
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Rank against 1,342 peers of its type and size
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Owners and executives, with titles and stakes
5 namedLocked
Main office, fax and compliance officer
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Filing changes this year, with alerts
2Locked
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Background

Questions

How much does Caledonia (private) Investments PTY Limited manage?

Caledonia (private) Investments PTY Limited reports $5.3 billion in regulatory assets under management across 42 accounts, 91% of it on a discretionary basis, on its Form ADV filed September 28, 2026.

What kind of firm is Caledonia (private) Investments PTY Limited?

Caledonia (private) Investments PTY Limited is a private fund adviser by its Form ADV answers. Private funds are at least half of its business by assets.

Who are Caledonia (private) Investments PTY Limited’s clients?

By assets, its largest client types are pooled investment vehicles ($3.6 billion, 14 clients); high-net-worth individuals ($1.6 billion, 28 clients).

Does Caledonia (private) Investments PTY Limited have any disciplinary history?

Caledonia (private) Investments PTY Limited reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.

Where these numbers come from

Every figure is Caledonia (private) Investments PTY Limited’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-09-28), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.

Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →