Wealth manager, independent · Tulsa, OK
Cadent Capital Advisors, LLC
SEC-registered investment adviser · CRD 169704 · SEC 801-78860
At a glance
Cadent Capital Advisors, LLC is an SEC-registered investment adviser based in Tulsa, Oklahoma, with $786 million in regulatory assets under management as of its Form ADV filed May 13, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 602 individual clients. By Form ADV it is a wealth manager, ranked 1,943rd of 8,915 wealth managers and 6,163rd of 17,210 SEC-registered advisers by assets.
Main office 918-935-3450cadcapital.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $786M
- Rank among wealth managers
- #1,943 of 8,915
- Rank among all SEC RIAs
- #6,163 of 17,210
- Rank in Oklahoma
- #20 of 84
- Individual clients
- 602
- High-net-worth clients
- 152
- Accounts
- 1,584
- Discretionary
- 88% of AUM
- Employees
- 15
- Advisory staff
- 11
- Offices
- 2
Owners and executives on its Form ADV
- Philip A. MooberryManaging Director/principal/managing Member
- Brett C. HobbsChief Compliance Officer / Chief Operating Officer
- Todd E. TaylorWealth Management Advisor / Member
- Ann M. DaggWealth Management Advisor/member
- Curtis L. RiceMember
Custody and brokerage
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 152 | $618M | 79% |
| Individuals | 450 | $146M | 19% |
| Corporations or other businesses | 24 | $16M | 2% |
| Charitable organizations | 4 | $4M | <1% |
| Pension and profit sharing plans | 24 | $1M | <1% |
Disciplinary disclosures
Cadent Capital Advisors, LLC answers yes to 2 disclosure items in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Pension consulting
- Selecting other advisers
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
- Other
Form ADV and brochures on the SEC’s adviser search ↗cadcapital.com ↗
AtlasMembers
The full record on Cadent Capital Advisors, LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 4,146 peers of its type and size
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- Owners and executives, with titles and stakes
- 5 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
- 1Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Cadent Capital Advisors, LLC manage?
Cadent Capital Advisors, LLC reports $786 million in regulatory assets under management across 1,584 accounts, 88% of it on a discretionary basis, on its Form ADV filed May 13, 2026.
What kind of firm is Cadent Capital Advisors, LLC?
Cadent Capital Advisors, LLC is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Cadent Capital Advisors, LLC’s clients?
By assets, its largest client types are high-net-worth individuals ($618 million, 152 clients); individuals ($146 million, 450 clients); corporations or other businesses ($16 million, 24 clients).
Does Cadent Capital Advisors, LLC have any disciplinary history?
Cadent Capital Advisors, LLC answers yes to 2 disclosure items in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is Cadent Capital Advisors, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-05-13), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →