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Chief Compliance Officer / Chief Operating Officer · Cadent Capital Advisors, LLC

Brett C. Hobbs

CRD 7167912 · Named on Form ADV at one SEC-registered adviser

At a glance

Cadent Capital Advisors, LLC, an SEC-registered wealth manager based in Tulsa, OK with $786 million in regulatory assets, lists Brett C. Hobbs on its Form ADV as Chief Compliance Officer / Chief Operating Officer, a control person.

Firms and roles

AtlasMembers

Brett’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Philip A. MooberryManaging Director/principal/managing Member, Cadent Capital Advisors, LLC
  • Todd E. TaylorWealth Management Advisor / Member, Cadent Capital Advisors, LLC
  • Ann M. DaggWealth Management Advisor/member, Cadent Capital Advisors, LLC
  • Curtis L. RiceMember, Cadent Capital Advisors, LLC

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Brett’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.