Asset manager · Charlotte, NC
Broyhill Asset Management, LLC
SEC-registered investment adviser · CRD 120462 · SEC 801-121859
At a glance
Broyhill Asset Management, LLC is an SEC-registered investment adviser based in Charlotte, North Carolina, with $205 million in regulatory assets under management as of its Form ADV filed March 13, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 87 individual clients. By Form ADV it is a asset manager, ranked 2,100th of 3,218 asset managers and 12,125th of 17,210 SEC-registered advisers by assets.
Main office 828-610-5360broyhillasset.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $205M
- Rank among asset managers
- #2,100 of 3,218
- Rank among all SEC RIAs
- #12,125 of 17,210
- Rank in North Carolina
- #203 of 288
- Individual clients
- 87
- High-net-worth clients
- 78
- Accounts
- 91
- Discretionary
- 100% of AUM
- Employees
- 6
- Advisory staff
- 4
- Offices
- 1
Owners and executives on its Form ADV
- Markham H. BroyhillChairman & Minority Owner
- Christopher R. PavesePresident, CIO, & Majority Owner
- Andrea M. SeflerChief Compliance Officer
Custody and brokerage
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 78 | $96M | 47% |
| Investment companies | 1 | $39M | 19% |
| Charitable organizations | 1 | $39M | 19% |
| Pooled investment vehicles | 2 | $27M | 13% |
| Individuals | 9 | $4M | 2% |
Private funds
Broyhill Asset Management, LLC reports 3 private funds with $25M in gross assets: hedge funds, other private funds (Form ADV Item 7.B).
Disciplinary disclosures
Broyhill Asset Management, LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
- Selecting other advisers
- Other services
How it’s paid
- A percentage of assets under management
- Performance-based fees
- Other
Form ADV and brochures on the SEC’s adviser search ↗broyhillasset.com ↗
AtlasMembers
The full record on Broyhill Asset Management, LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 4 years of filings
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- Growth over one, three and five years
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- Rank against 803 peers of its type and size
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- Owners and executives, with titles and stakes
- 3 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
- 2Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Broyhill Asset Management, LLC manage?
Broyhill Asset Management, LLC reports $205 million in regulatory assets under management across 91 accounts, 100% of it on a discretionary basis, on its Form ADV filed March 13, 2026.
What kind of firm is Broyhill Asset Management, LLC?
Broyhill Asset Management, LLC is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals.
Who are Broyhill Asset Management, LLC’s clients?
By assets, its largest client types are high-net-worth individuals ($96 million, 78 clients); investment companies ($39 million, 1 clients); charitable organizations ($39 million, 1 clients).
Does Broyhill Asset Management, LLC manage private funds?
Yes. It reports 3 private funds with $25 million in gross assets, including hedge funds, other private funds.
Does Broyhill Asset Management, LLC have any disciplinary history?
Broyhill Asset Management, LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Broyhill Asset Management, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-13), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →