Chief Compliance Officer · Broyhill Asset Management, LLC
Andrea M. Sefler
CRD 5997424 · Named on Form ADV at one SEC-registered adviser
At a glance
Broyhill Asset Management, LLC, an SEC-registered asset manager based in Charlotte, NC with $205 million in regulatory assets, lists Andrea M. Sefler on its Form ADV as Chief Compliance Officer, a control person.
Firms and roles
- Broyhill Asset Management, LLCChief Compliance OfficerAsset manager · Charlotte, NC · $205M in regulatory assets
AtlasMembers
Andrea’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Markham H. BroyhillChairman & Minority Owner, Broyhill Asset Management, LLC
- Christopher R. PavesePresident, CIO, & Majority Owner, Broyhill Asset Management, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Andrea’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.