Wealth manager, bank-affiliated · Taunton, MA
Bristol Wealth Group
RFG - Bristol Wealth Advisors, LLC · SEC-registered investment adviser · CRD 330145 · SEC 801-130278
At a glance
Bristol Wealth Group is an SEC-registered investment adviser based in Taunton, Massachusetts, with $986 million in regulatory assets under management as of its Form ADV filed June 3, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 836 individual clients. By Form ADV it is a wealth manager (bank-affiliated), ranked 1,571st of 8,915 wealth managers and 5,428th of 17,210 SEC-registered advisers by assets.
Main office 508-822-0122bristolcountysavings.comAs filed on Form ADV
- Regulatory AUM
- $986M
- Rank among wealth managers
- #1,571 of 8,915
- Rank among all SEC RIAs
- #5,428 of 17,210
- Rank in Massachusetts
- #291 of 627
- Individual clients
- 836
- High-net-worth clients
- 104
- Accounts
- 2,073
- Discretionary
- 100% of AUM
- Employees
- 10
- Advisory staff
- 6
- Offices
- 2
Owners and executives on its Form ADV
- Louis M. RicciardiPresident and Chief Executive Officer
- Dean R. LarabeeChief Operating Officer and Chief Compliance Officer
- Carl M. BeginSenior Vice President and Director of Financial Planning
Custody and brokerage
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 104 | $485M | 49% |
| Individuals | 732 | $300M | 30% |
| Corporations or other businesses | 32 | $77M | 8% |
| State or municipal government entities | 6 | $73M | 7% |
| Charitable organizations | 11 | $43M | 4% |
| Pension and profit sharing plans | – | $7M | <1% |
Disciplinary disclosures
Bristol Wealth Group reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗bristolcountysavings.com ↗
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The full record on Bristol Wealth Group
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 2 years of filings
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- Growth over one, three and five years
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- Rank against 3,579 peers of its type and size
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- Owners and executives, with titles and stakes
- 3 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Background
Questions
How much does Bristol Wealth Group manage?
Bristol Wealth Group reports $986 million in regulatory assets under management across 2,073 accounts, 100% of it on a discretionary basis, on its Form ADV filed June 3, 2026.
What kind of firm is Bristol Wealth Group?
Bristol Wealth Group is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals. It reports a bank or thrift among its related persons.
Who are Bristol Wealth Group’s clients?
By assets, its largest client types are high-net-worth individuals ($485 million, 104 clients); individuals ($300 million, 732 clients); corporations or other businesses ($77 million, 32 clients).
Does Bristol Wealth Group have any disciplinary history?
Bristol Wealth Group reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Bristol Wealth Group’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-06-03), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →