Chief Operating Officer and Chief Compliance Officer · Bristol Wealth Group
Dean R. Larabee
CRD 2932134 · Named on Form ADV at one SEC-registered adviser
At a glance
Bristol Wealth Group, an SEC-registered wealth manager based in Taunton, MA with $986 million in regulatory assets, lists Dean R. Larabee on its Form ADV as Chief Operating Officer and Chief Compliance Officer, a control person.
Firms and roles
- Bristol Wealth GroupChief Operating Officer and Chief Compliance OfficerWealth manager · Taunton, MA · $986M in regulatory assets
AtlasMembers
Dean’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
SEC adviser record
- Registered since
- 2002 (24 years)
- Designations
- None on file
- Exams
- Series 63, Series 66
- Registered in
- 2 states
- Also a broker representative
- No
- Disclosures on record
- None
AtlasMembers
Dean’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 2 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Louis M. RicciardiPresident and Chief Executive Officer, Bristol Wealth Group
- Carl M. BeginSenior Vice President and Director of Financial Planning, Bristol Wealth Group
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Dean’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.