Asset manager · Springfield, IL
BOS Asset Management, LLC
SEC-registered investment adviser · CRD 310632 · SEC 801-119836
At a glance
BOS Asset Management, LLC is an SEC-registered investment adviser based in Springfield, Illinois, with $1.0 billion in regulatory assets under management as of its Form ADV filed August 24, 2026. Its largest client group by assets is corporations or other businesses, and it reports 567 individual clients. By Form ADV it is a asset manager, ranked 1,344th of 3,218 asset managers and 5,292nd of 17,210 SEC-registered advisers by assets.
Main office 833-943-8090bosassetmanagement.comAs filed on Form ADV
- Regulatory AUM
- $1.0B
- Rank among asset managers
- #1,344 of 3,218
- Rank among all SEC RIAs
- #5,292 of 17,210
- Rank in Illinois
- #250 of 684
- Individual clients
- 567
- High-net-worth clients
- 129
- Accounts
- 1,273
- Discretionary
- 92% of AUM
- Employees
- 11
- Advisory staff
- 8
- Offices
- 4
Owners and executives on its Form ADV
- Jason KnoedlerChief Executive Officer
- Sarah E. MooreChief Compliance Officer
Custody and brokerage
Broker-dealer
Hybrid RIA
BOS Asset Management, LLC is a hybrid RIA: 1 of its employees are also registered representatives of a broker-dealer.
Its Form ADV brochure (filed August 2026) names LPL Financial as the broker-dealer its advisers are registered with.
irm’s Supervised Persons, in their individual capacities as registered representatives of LPL Financial (“LPL”), can provide securities brokerage services and implement securities transactions under a separate commission based arrangement.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Corporations or other businesses | 45 | $489M | 47% |
| High-net-worth individuals | 129 | $323M | 31% |
| Individuals | 438 | $152M | 15% |
| Insurance companies | 3 | $34M | 3% |
| Charitable organizations | 5 | $25M | 2% |
| Pension and profit sharing plans | 6 | $9M | <1% |
| State or municipal government entities | 1 | $0M | <1% |
Disciplinary disclosures
BOS Asset Management, LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
- Selecting other advisers
How it’s paid
- A percentage of assets under management
- Fixed fees
- Other
Form ADV and brochures on the SEC’s adviser search ↗bosassetmanagement.com ↗
AtlasMembers
The full record on BOS Asset Management, LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 5 years of filings
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- Growth over one, three and five years
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- Rank against 992 peers of its type and size
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- Owners and executives, with titles and stakes
- 2 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
- 2Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does BOS Asset Management, LLC manage?
BOS Asset Management, LLC reports $1.0 billion in regulatory assets under management across 1,273 accounts, 92% of it on a discretionary basis, on its Form ADV filed August 24, 2026.
What kind of firm is BOS Asset Management, LLC?
BOS Asset Management, LLC is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals. It reports a bank or thrift among its related persons.
Who are BOS Asset Management, LLC’s clients?
By assets, its largest client types are corporations or other businesses ($489 million, 45 clients); high-net-worth individuals ($323 million, 129 clients); individuals ($152 million, 438 clients).
Does BOS Asset Management, LLC have any disciplinary history?
BOS Asset Management, LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is BOS Asset Management, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-08-24), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →