Wealth manager, independent · Walnut Creek, CA
Boltwood Capital Management
SEC-registered investment adviser · CRD 110293 · SEC 801-27099
At a glance
Boltwood Capital Management is an SEC-registered investment adviser based in Walnut Creek, California, with $503 million in regulatory assets under management as of its Form ADV filed April 29, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 225 individual clients. By Form ADV it is a wealth manager, ranked 2,892nd of 8,915 wealth managers and 7,814th of 17,210 SEC-registered advisers by assets.
Main office 415-433-1550boltwoodcap.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $503M
- Rank among wealth managers
- #2,892 of 8,915
- Rank among all SEC RIAs
- #7,814 of 17,210
- Rank in California
- #908 of 1,873
- Individual clients
- 225
- High-net-worth clients
- 92
- Accounts
- 468
- Discretionary
- 92% of AUM
- Employees
- 2
- Advisory staff
- 2
- Offices
- 1
Owners and executives on its Form ADV
- Thomas L. AbbottChairman
- Michael J. StockPresident, Treasurer & CCO
- Zachary R WolfSecretary
Custody and brokerage
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 92 | $448M | 89% |
| Individuals | 133 | $49M | 10% |
| Corporations or other businesses | 5 | $6M | 1% |
Disciplinary disclosures
Boltwood Capital Management reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
How it’s paid
- A percentage of assets under management
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗boltwoodcap.com ↗
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Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Rank against 5,445 peers of its type and size
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- Owners and executives, with titles and stakes
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- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Background
Questions
How much does Boltwood Capital Management manage?
Boltwood Capital Management reports $503 million in regulatory assets under management across 468 accounts, 92% of it on a discretionary basis, on its Form ADV filed April 29, 2026.
What kind of firm is Boltwood Capital Management?
Boltwood Capital Management is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Boltwood Capital Management’s clients?
By assets, its largest client types are high-net-worth individuals ($448 million, 92 clients); individuals ($49 million, 133 clients); corporations or other businesses ($6 million, 5 clients).
Does Boltwood Capital Management have any disciplinary history?
Boltwood Capital Management reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Boltwood Capital Management’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-04-29), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →