Wealth manager, independent · Scottsdale, AZ
Blakely Walters Wealth Management
Blakely Walters Wealth Management LLC · SEC-registered investment adviser · CRD 324410 · SEC 801-128098
At a glance
Blakely Walters Wealth Management is an SEC-registered investment adviser based in Scottsdale, Arizona, with $174 million in regulatory assets under management as of its Form ADV filed April 27, 2026. Its largest client group by assets is individuals, and it reports 314 individual clients. By Form ADV it is a wealth manager, ranked 6,330th of 8,915 wealth managers and 12,963rd of 17,210 SEC-registered advisers by assets.
Main office 480-776-5897blakelywalters.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $174M
- Rank among wealth managers
- #6,330 of 8,915
- Rank among all SEC RIAs
- #12,963 of 17,210
- Rank in Arizona
- #142 of 212
- Individual clients
- 314
- High-net-worth clients
- 53
- Accounts
- 548
- Discretionary
- 100% of AUM
- Employees
- 7
- Advisory staff
- 5
- Offices
- 1
Owners and executives on its Form ADV
- Sloan D. WaltersManaging Partner
- James C. BlakelyManaging Partner
- Kent D. KeisterCCO
Custody and brokerage
Broker-dealer
Hybrid RIA
Blakely Walters Wealth Management is a hybrid RIA: 5 of its employees are also registered representatives of a broker-dealer.
Its Form ADV brochure (filed April 2026) names LPL Financial as the broker-dealer its advisers are registered with.
However, IARs of BWWM, in their role as Registered Representatives of LPL, may recommend clients open up brokerage accounts or direct business accounts to manage variable annuities at LPL.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Individuals | 261 | $87M | 50% |
| High-net-worth individuals | 53 | $86M | 50% |
Disciplinary disclosures
Blakely Walters Wealth Management reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
- Selecting other advisers
How it’s paid
- A percentage of assets under management
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗blakelywalters.com ↗
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The full record on Blakely Walters Wealth Management
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 2 years of filings
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- Growth over one, three and five years
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- Rank against 5,692 peers of its type and size
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- Owners and executives, with titles and stakes
- 3 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Background
Questions
How much does Blakely Walters Wealth Management manage?
Blakely Walters Wealth Management reports $174 million in regulatory assets under management across 548 accounts, 100% of it on a discretionary basis, on its Form ADV filed April 27, 2026.
What kind of firm is Blakely Walters Wealth Management?
Blakely Walters Wealth Management is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Blakely Walters Wealth Management’s clients?
By assets, its largest client types are individuals ($87 million, 261 clients); high-net-worth individuals ($86 million, 53 clients).
Does Blakely Walters Wealth Management have any disciplinary history?
Blakely Walters Wealth Management reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Blakely Walters Wealth Management’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-04-27), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →