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Chief Compliance Officer · GGM Financial LLC

Kent D. Keister

CRD 4696243 · Named on Form ADV at 3 SEC-registered advisers

At a glance

GGM Financial LLC, an SEC-registered wealth manager based in Columbus, OH with $513 million in regulatory assets, lists Kent D. Keister on its Form ADV as Chief Compliance Officer, a control person. The SEC filings also name Kent at 2 other registered advisers.

Firms and roles

AtlasMembers

Kent’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
3 firmsLocked
Control-person status
3 firmsLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (7)

2 more people named with Kent on the same filings, with titles and firms. Free in Atlas with a free account.

See all 7 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Kent’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.