Wealth manager, independent · Concord, CA
Archvest Wealth Advisors, Inc.
SEC-registered investment adviser · CRD 172087 · SEC 801-118414
At a glance
Archvest Wealth Advisors, Inc. is an SEC-registered investment adviser based in Concord, California, with $387 million in regulatory assets under management as of its Form ADV filed March 19, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 308 individual clients. By Form ADV it is a wealth manager, ranked 3,602nd of 8,915 wealth managers and 8,954th of 17,210 SEC-registered advisers by assets.
Main office 925-215-5600archvest.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $387M
- Rank among wealth managers
- #3,602 of 8,915
- Rank among all SEC RIAs
- #8,954 of 17,210
- Rank in California
- #1,039 of 1,873
- Individual clients
- 308
- High-net-worth clients
- 173
- Accounts
- 316
- Discretionary
- 98% of AUM
- Employees
- 7
- Advisory staff
- 5
- Offices
- 1
Owners and executives on its Form ADV
- Eric T. LaiChief Compliance Officer and Chief Executive Officer
- John R. WenzelChief Financial Officer
- Jill E. ShibuyaFinancial Advisor
Custody and brokerage
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 173 | $334M | 86% |
| Individuals | 135 | $28M | 7% |
| Pension and profit sharing plans | 30 | $17M | 4% |
| Charitable organizations | – | $6M | 1% |
| Pooled investment vehicles | 1 | $2M | <1% |
Private funds
Archvest Wealth Advisors, Inc. reports 1 private funds with $2M in gross assets: private equity funds (Form ADV Item 7.B).
Disciplinary disclosures
Archvest Wealth Advisors, Inc. reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for pooled investment vehicles
- Pension consulting
- Other services
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗archvest.com ↗
AtlasMembers
The full record on Archvest Wealth Advisors, Inc.
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 5 years of filings
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- Growth over one, three and five years
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- Rank against 6,109 peers of its type and size
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- Owners and executives, with titles and stakes
- 3 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Archvest Wealth Advisors, Inc. manage?
Archvest Wealth Advisors, Inc. reports $387 million in regulatory assets under management across 316 accounts, 98% of it on a discretionary basis, on its Form ADV filed March 19, 2026.
What kind of firm is Archvest Wealth Advisors, Inc.?
Archvest Wealth Advisors, Inc. is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Archvest Wealth Advisors, Inc.’s clients?
By assets, its largest client types are high-net-worth individuals ($334 million, 173 clients); individuals ($28 million, 135 clients); pension and profit sharing plans ($17 million, 30 clients).
Does Archvest Wealth Advisors, Inc. manage private funds?
Yes. It reports 1 private funds with $2 million in gross assets, including private equity funds.
Does Archvest Wealth Advisors, Inc. have any disciplinary history?
Archvest Wealth Advisors, Inc. reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Archvest Wealth Advisors, Inc.’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-19), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →