Chief Compliance Officer and Chief Executive Officer · Archvest Wealth Advisors, Inc.
Eric T. Lai
CRD 4726336 · Named on Form ADV at one SEC-registered adviser
At a glance
Archvest Wealth Advisors, Inc., an SEC-registered wealth manager based in Concord, CA with $387 million in regulatory assets, lists Eric T. Lai on its Form ADV as Chief Compliance Officer and Chief Executive Officer, a control person.
Firms and roles
- Archvest Wealth Advisors, Inc.Chief Compliance Officer and Chief Executive OfficerWealth manager · Concord, CA · $387M in regulatory assets
AtlasMembers
Eric’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- John R. WenzelChief Financial Officer, Archvest Wealth Advisors, Inc.
- Jill E. ShibuyaFinancial Advisor, Archvest Wealth Advisors, Inc.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Eric’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.