Broker-dealer firm · Coral Gables, FL
Amerant Investments, Inc.
SEC-registered investment adviser · CRD 117284 · SEC 801-61889
At a glance
Amerant Investments, Inc. is an SEC-registered investment adviser based in Coral Gables, Florida, with $782 million in regulatory assets under management as of its Form ADV filed April 22, 2026. Its largest client group by assets is corporations or other businesses, and it reports 984 individual clients. By Form ADV it is a broker-dealer firm, ranked 180th of 391 broker-dealer firms and 6,178th of 17,210 SEC-registered advisers by assets.
Main office 305-460-8599amerantinvestments.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $782M
- Rank among broker-dealer firms
- #180 of 391
- Rank among all SEC RIAs
- #6,178 of 17,210
- Rank in Florida
- #321 of 1,090
- Individual clients
- 984
- High-net-worth clients
- 143
- Accounts
- 1,296
- Discretionary
- 62% of AUM
- Employees
- 35
- Advisory staff
- 22
- Offices
- 8
Owners and executives on its Form ADV
- Carlos IafigliolaDirector
- Alberto Manuel CaprilesDirector
- Sergio Emiliano Mr. GuerreroCOO & Finop
- Jose Vicente RestrepoCCO
- Andres Jose GargantaDirector
- Sharymar Egllee Calderon YepezDirector
- Emeris Del Valle LucasBranch Manager
Custody and brokerage
Broker-dealer
Hybrid RIA
Amerant Investments, Inc. is a hybrid RIA: 35 of its employees are also registered representatives of a broker-dealer.
Form ADV Part 1 doesn’t name an unaffiliated broker-dealer. The firm’s Part 2A brochure (Item 10) and each adviser’s record on the SEC’s adviser search do.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Corporations or other businesses | 299 | $341M | 44% |
| High-net-worth individuals | 143 | $268M | 34% |
| Individuals | 841 | $139M | 18% |
| Pooled investment vehicles | 1 | $27M | 3% |
| Charitable organizations | 13 | $7M | <1% |
Disciplinary disclosures
Amerant Investments, Inc. answers yes to 2 disclosure items in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
- Selecting other advisers
How it’s paid
- A percentage of assets under management
Form ADV and brochures on the SEC’s adviser search ↗amerantinvestments.com ↗
AtlasMembers
The full record on Amerant Investments, Inc.
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 144 peers of its type and size
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- Owners and executives, with titles and stakes
- 7 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
- 1Locked
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Background
Questions
How much does Amerant Investments, Inc. manage?
Amerant Investments, Inc. reports $782 million in regulatory assets under management across 1,296 accounts, 62% of it on a discretionary basis, on its Form ADV filed April 22, 2026.
What kind of firm is Amerant Investments, Inc.?
Amerant Investments, Inc. is a broker-dealer firm by its Form ADV answers. The firm is itself registered as a broker-dealer as well as an investment adviser. It reports a bank or thrift among its related persons. A public reporting company controls it.
Who are Amerant Investments, Inc.’s clients?
By assets, its largest client types are corporations or other businesses ($341 million, 299 clients); high-net-worth individuals ($268 million, 143 clients); individuals ($139 million, 841 clients).
Does Amerant Investments, Inc. have any disciplinary history?
Amerant Investments, Inc. answers yes to 2 disclosure items in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is Amerant Investments, Inc.’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-04-22), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →