Director · Amerant Investments, Inc.
Carlos Iafigliola
CRD 7285620 · Named on Form ADV at one SEC-registered adviser
At a glance
Amerant Investments, Inc., an SEC-registered broker-dealer firm based in Coral Gables, FL with $782 million in regulatory assets, lists Carlos Iafigliola on its Form ADV as Director, a control person.
Firms and roles
- Amerant Investments, Inc.DirectorBroker-dealer firm · Coral Gables, FL · $782M in regulatory assets
AtlasMembers
Carlos’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings (6)
- Alberto Manuel CaprilesDirector, Amerant Investments, Inc.
- Sergio Emiliano Mr. GuerreroCOO & Finop, Amerant Investments, Inc.
- Jose Vicente RestrepoCCO, Amerant Investments, Inc.
- Andres Jose GargantaDirector, Amerant Investments, Inc.
- Sharymar Egllee Calderon YepezDirector, Amerant Investments, Inc.
1 more person named with Carlos on the same filings, with titles and firms. Free in Atlas with a free account.
See all 6 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Carlos’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.