Asset manager · New York, NY
Alta Fundamental Advisers LLC
SEC-registered investment adviser · CRD 168642 · SEC 801-80306
At a glance
Alta Fundamental Advisers LLC is an SEC-registered investment adviser based in New York, New York, with $466 million in regulatory assets under management as of its Form ADV filed March 24, 2026. Its largest client group by assets is pension and profit sharing plans. By Form ADV it is a asset manager, ranked 1,720th of 3,218 asset managers and 8,119th of 17,210 SEC-registered advisers by assets.
Main office 212-319-1778As filed on Form ADV
- Regulatory AUM
- $466M
- Rank among asset managers
- #1,720 of 3,218
- Rank among all SEC RIAs
- #8,119 of 17,210
- Rank in New York
- #1,517 of 2,591
- Clients
- 18
- Accounts
- 18
- Discretionary
- 100% of AUM
- Employees
- 5
- Advisory staff
- 4
- Offices
- 1
Owners and executives on its Form ADV
- Jeremy CartonManaging Member
- Scott K. PritchardChief Compliance Officer
Custody and brokerage
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Pension and profit sharing plans | – | $303M | 65% |
| Pooled investment vehicles | 18 | $154M | 33% |
| Insurance companies | – | $9M | 2% |
Private funds
Alta Fundamental Advisers LLC reports 13 private funds with $154M in gross assets: hedge funds (Form ADV Item 7.B).
Disciplinary disclosures
Alta Fundamental Advisers LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
How it’s paid
- A percentage of assets under management
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗
AtlasMembers
The full record on Alta Fundamental Advisers LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 995 peers of its type and size
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- Owners and executives, with titles and stakes
- 2 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 1Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Alta Fundamental Advisers LLC manage?
Alta Fundamental Advisers LLC reports $466 million in regulatory assets under management across 18 accounts, 100% of it on a discretionary basis, on its Form ADV filed March 24, 2026.
What kind of firm is Alta Fundamental Advisers LLC?
Alta Fundamental Advisers LLC is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals.
Who are Alta Fundamental Advisers LLC’s clients?
By assets, its largest client types are pension and profit sharing plans ($303 million); pooled investment vehicles ($154 million, 18 clients); insurance companies ($9 million).
Does Alta Fundamental Advisers LLC manage private funds?
Yes. It reports 13 private funds with $154 million in gross assets, including hedge funds.
Does Alta Fundamental Advisers LLC have any disciplinary history?
Alta Fundamental Advisers LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Alta Fundamental Advisers LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-24), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →