Saturday, October 24, 2026The Morning EditionOpen AtlasSign inJoin free
FinancialADVSR

Est. 2026The front page of wealth managementNew York

The Morning EditionFree · 6:30 AM ETSubscribe
RB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 2026FP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion4K SEC Targets Private Markets, AI and Fiduciary Risks Among 2027 Exam PrioritiesIN RIA M&A runs up to 5x reported totals, Steward Partners CEO says

Financial ADVSR advisor directory · SEC adviser records

October Effect Ltd. financial advisors in Virginia Beach, VA

Every SEC-registered investment adviser representative at a October Effect Ltd. office in Virginia Beach, A to Z.

The short answer

2 registered advisors work at October Effect Ltd. in Virginia Beach, out of 3 at the firm nationwide; it ranks number 39 in the city by advisors. 1 list the CFP designation and 0 are also registered broker representatives.

October Effect Ltd. advisors in Virginia Beach, A to Z

Every October Effect Ltd. advisor →

October Effect Ltd. advisors in every city and state →October Effect Ltd.: assets, clients and custodians →Advisor Moves: who changed firms this week →

October Effect Ltd. advisors in other cities

Newport News, VA 1

Other firms in Virginia Beach

All Virginia Beach advisors →

Merrill Lynch, Pierce, Fenner & Smith Incorporated 33Wells Fargo Clearing Services, LLC 32Davenport & Company LLC 29LPL Financial LLC 29MML Investors Services, LLC 28Raymond James Financial Services Advisors, Inc. 26Strategic Advisers LLC 25Ameriprise Financial Services, LLC 24Cambridge Investment Research Advisors, Inc. 23Morgan Stanley 22Raymond James & Associates, Inc. 21Edward Jones 19

Questions

How many financial advisors does October Effect Ltd. have in Virginia Beach?

2 investment adviser representatives are registered at October Effect Ltd. offices in Virginia Beach, Virginia, according to the SEC's Investment Adviser Public Disclosure records, out of 3 nationwide. 1 list the CFP designation and 0 are also registered as broker representatives.

Is October Effect Ltd. one of the largest advisor employers in Virginia Beach?

October Effect Ltd. ranks number 39 in Virginia Beach by registered advisors; Merrill Lynch, Pierce, Fenner & Smith Incorporated has the most, with 33.

How do I check a October Effect Ltd. advisor in Virginia Beach?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the October Effect Ltd. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.