Financial ADVSR advisor directory · SEC adviser records
Ascent Financial Group financial advisors in Richmond, VA
Every SEC-registered investment adviser representative at a Ascent Financial Group office in Richmond, A to Z.
The short answer
3 registered advisors work at Ascent Financial Group in Richmond, out of 3 at the firm nationwide; it ranks number 65 in the city by advisors. 2 list the CFP designation and 0 are also registered broker representatives.
Ascent Financial Group advisors in Richmond, A to Z
Every Ascent Financial Group advisor →- Andrew MohrmannInvestment adviser rep
- Dustin C. NewtonCertified Financial Planner
- Michael P. O'ShaughnessyCertified Financial Planner
Ascent Financial Group advisors in every city and state →Ascent Financial Group: assets, clients and custodians →Advisor Moves: who changed firms this week →
Other firms in Richmond
All Richmond advisors →Davenport & Company LLC 148Wells Fargo Clearing Services, LLC 113Truist Advisory Services, Inc. 79Morgan Stanley 49Merrill Lynch, Pierce, Fenner & Smith Incorporated 42Raymond James & Associates, Inc. 38Wells Fargo Advisors Financial Network, LLC 34Ameriprise Financial Services, LLC 30LPL Financial LLC 27Riverfront Investment Group, LLC 27The London Company Of Virginia 24Janney Montgomery Scott LLC 22
Questions
How many financial advisors does Ascent Financial Group have in Richmond?
3 investment adviser representatives are registered at Ascent Financial Group offices in Richmond, Virginia, according to the SEC's Investment Adviser Public Disclosure records, out of 3 nationwide. 2 list the CFP designation and 0 are also registered as broker representatives.
Is Ascent Financial Group one of the largest advisor employers in Richmond?
Ascent Financial Group ranks number 65 in Richmond by registered advisors; Davenport & Company LLC has the most, with 148.
How do I check a Ascent Financial Group advisor in Richmond?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Ascent Financial Group office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.