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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Salt Lake Cty, UT

Every SEC-registered investment adviser representative at a firm office in Salt Lake Cty, with the firms that employ the most of them.

6 registered advisors work in Salt Lake Cty; the most are at Northwestern Mutual Investment Services, LLC (6). 0 list the CFP designation and 6 are also registered broker representatives.

Firms with the most advisors in Salt Lake Cty

FirmAdvisors in Salt Lake Cty
Northwestern Mutual Investment Services, LLC6

Advisors in Salt Lake Cty, A to Z

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Other cities in Utah

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Salt Lake City 1,587South Jordan 344Sandy 309Lehi 235Draper 156Provo 145Cottonwood Heights 131Orem 124Bountiful 109Holladay 109St. George 106Park City 91Ogden 84Logan 70Layton 67Midvale 63Murray 62West Jordan 62Farmington 60Centerville 48Pleasant Grove 46American Fork 41Kaysville 41Riverton 39

Questions

How many financial advisors are in Salt Lake Cty, UT?

6 investment adviser representatives are registered at firm offices in Salt Lake Cty, Utah, according to the SEC's Investment Adviser Public Disclosure records. 6 of them are also registered as broker representatives, and 0 list the CFP designation.

Which firm has the most financial advisors in Salt Lake Cty?

Northwestern Mutual Investment Services, LLC, with 6 registered advisors in Salt Lake Cty.

How do I check a financial advisor in Salt Lake Cty?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.