Financial ADVSR advisor directory · SEC adviser records
LPL Enterprise, LLC financial advisors in Columbia, SC
Every SEC-registered investment adviser representative at a LPL Enterprise, LLC office in Columbia, A to Z.
The short answer
7 registered advisors work at LPL Enterprise, LLC in Columbia, out of 2,870 at the firm nationwide; it ranks number 19 in the city by advisors. 0 list the CFP designation and 7 are also registered broker representatives.
LPL Enterprise, LLC advisors in Columbia, A to Z
Every LPL Enterprise, LLC advisor →- Patricia DempsterAlso a broker rep
- Joseph C. FloydAlso a broker rep
- Rosalyn L. GlennAlso a broker rep
- Karen N. HortonAlso a broker rep
- Travis E. HudsonAlso a broker rep
- Gavin RussellAlso a broker rep
- Carey A. Washington IIAlso a broker rep
LPL Enterprise, LLC advisors in every city and state →LPL Enterprise, LLC: assets, clients and custodians →LPL Financial news and advisor moves →LPL Enterprise, LLC payout grid vs. other firms →Advisor Moves: who changed firms this week →
LPL Enterprise, LLC advisors in other cities
Bedminster, NJ 60Irvine, CA 59Troy, MI 55Indianapolis, IN 51Warrington, PA 45Holmdel, NJ 43Melville, NY 42Atlanta, GA 39St Louis, MO 37New York, NY 35Cockeysville, MD 34Tampa, FL 34Houston, TX 32San Diego, CA 31St Louis Park, MN 31
Other firms in Columbia
All Columbia advisors →Merrill Lynch, Pierce, Fenner & Smith Incorporated 59Morgan Stanley 32Wells Fargo Clearing Services, LLC 32Edward Jones 26First Citizens Investor Services, Inc. 26LPL Financial LLC 22Independent Advisor Alliance, LLC 20Ameriprise Financial Services, LLC 19State Farm Investment Management Corp. 16Abacus Planning Group, Inc. 13Janney Montgomery Scott LLC 12UBS Financial Services Inc. 12
Questions
How many financial advisors does LPL Enterprise, LLC have in Columbia?
7 investment adviser representatives are registered at LPL Enterprise, LLC offices in Columbia, South Carolina, according to the SEC's Investment Adviser Public Disclosure records, out of 2,870 nationwide. 0 list the CFP designation and 7 are also registered as broker representatives.
Is LPL Enterprise, LLC one of the largest advisor employers in Columbia?
LPL Enterprise, LLC ranks number 19 in Columbia by registered advisors; Merrill Lynch, Pierce, Fenner & Smith Incorporated has the most, with 59.
How do I check a LPL Enterprise, LLC advisor in Columbia?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the LPL Enterprise, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.