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Financial ADVSR advisor directory · SEC adviser records

Whalen Financial financial advisors in Las Vegas, NV

Every SEC-registered investment adviser representative at a Whalen Financial office in Las Vegas, A to Z.

The short answer

4 registered advisors work at Whalen Financial in Las Vegas, out of 4 at the firm nationwide; it ranks number 48 in the city by advisors. 0 list the CFP designation and 0 are also registered broker representatives.

Whalen Financial advisors in Las Vegas, A to Z

Every Whalen Financial advisor →

Whalen Financial advisors in every city and state →Whalen Financial: assets, clients and custodians →Advisor Moves: who changed firms this week →

Other firms in Las Vegas

All Las Vegas advisors →

Merrill Lynch, Pierce, Fenner & Smith Incorporated 114Ameriprise Financial Services, LLC 95LPL Financial LLC 89Wells Fargo Clearing Services, LLC 78Morgan Stanley 52J.P. Morgan Securities LLC 51The Ameriflex Group 47The Wealth Consulting Group 40Strategic Advisers LLC 39Transamerica Financial Advisors, LLC 30Florida Financial Advisors, LLC 29UBS Financial Services Inc. 28

Questions

How many financial advisors does Whalen Financial have in Las Vegas?

4 investment adviser representatives are registered at Whalen Financial offices in Las Vegas, Nevada, according to the SEC's Investment Adviser Public Disclosure records, out of 4 nationwide. 0 list the CFP designation and 0 are also registered as broker representatives.

Is Whalen Financial one of the largest advisor employers in Las Vegas?

Whalen Financial ranks number 48 in Las Vegas by registered advisors; Merrill Lynch, Pierce, Fenner & Smith Incorporated has the most, with 114.

How do I check a Whalen Financial advisor in Las Vegas?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Whalen Financial office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.