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Est. 2026The front page of wealth managementNew York

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Financial ADVSR advisor directory · SEC adviser records

Rock Harbor Capital LLC financial advisors in Birmingham, MI

Every SEC-registered investment adviser representative at a Rock Harbor Capital LLC office in Birmingham, A to Z.

The short answer

3 registered advisors work at Rock Harbor Capital LLC in Birmingham, out of 3 at the firm nationwide; it ranks number 23 in the city by advisors. 0 list the CFP designation and 3 are also registered broker representatives.

Rock Harbor Capital LLC advisors in Birmingham, A to Z

Every Rock Harbor Capital LLC advisor →

Rock Harbor Capital LLC advisors in every city and state →Advisor Moves: who changed firms this week →

Other firms in Birmingham

All Birmingham advisors →

UBS Financial Services Inc. 106Morgan Stanley 70Raymond James & Associates, Inc. 53J.P. Morgan Securities LLC 47Oppenheimer & Co. Inc. 21Wells Fargo Clearing Services, LLC 21Robert W. Baird & Co. Incorporated 19Corient 8Seizert Capital Partners 8Arax Advisory Partners 7Raymond James Financial Services Advisors, Inc. 7Charles Schwab & Co., Inc. 6

Questions

How many financial advisors does Rock Harbor Capital LLC have in Birmingham?

3 investment adviser representatives are registered at Rock Harbor Capital LLC offices in Birmingham, Michigan, according to the SEC's Investment Adviser Public Disclosure records, out of 3 nationwide. 0 list the CFP designation and 3 are also registered as broker representatives.

Is Rock Harbor Capital LLC one of the largest advisor employers in Birmingham?

Rock Harbor Capital LLC ranks number 23 in Birmingham by registered advisors; UBS Financial Services Inc. has the most, with 106.

How do I check a Rock Harbor Capital LLC advisor in Birmingham?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Rock Harbor Capital LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.