Financial ADVSR advisor directory · SEC adviser records
Dauntless Advisory, LLC financial advisors in Annapolis, MD
Every SEC-registered investment adviser representative at a Dauntless Advisory, LLC office in Annapolis, A to Z.
3 registered advisors work at Dauntless Advisory, LLC in Annapolis, out of 4 at the firm nationwide; it ranks number 27 in the city by advisors. 0 list the CFP designation and 0 are also registered broker representatives.
Dauntless Advisory, LLC advisors in Annapolis, A to Z
Every Dauntless Advisory, LLC advisor →- Kenneth B. HockyckoInvestment adviser rep
- Jonathan G. McMahonInvestment adviser rep
- William H. SchwarzInvestment adviser rep
Dauntless Advisory, LLC advisors in every city and state →Advisor Moves: who changed firms this week →
Dauntless Advisory, LLC advisors in other cities
Other firms in Annapolis
All Annapolis advisors →Merrill Lynch, Pierce, Fenner & Smith Incorporated 61RBC Capital Markets, LLC 36Morgan Stanley 32LPL Financial LLC 31Ameriprise Financial Services, LLC 28Wells Fargo Clearing Services, LLC 25Strategic Advisers LLC 19Cetera Investment Advisers LLC 12Scarborough Capital Management 12Wells Fargo Advisors Financial Network, LLC 12Mdrn Capital 11Raymond James & Associates, Inc. 9
Questions
How many financial advisors does Dauntless Advisory, LLC have in Annapolis?
3 investment adviser representatives are registered at Dauntless Advisory, LLC offices in Annapolis, Maryland, according to the SEC's Investment Adviser Public Disclosure records, out of 4 nationwide. 0 list the CFP designation and 0 are also registered as broker representatives.
Is Dauntless Advisory, LLC one of the largest advisor employers in Annapolis?
Dauntless Advisory, LLC ranks number 27 in Annapolis by registered advisors; Merrill Lynch, Pierce, Fenner & Smith Incorporated has the most, with 61.
How do I check a Dauntless Advisory, LLC advisor in Annapolis?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Dauntless Advisory, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.