Financial ADVSR advisor directory · SEC adviser records
The Wellington Grp LLC financial advisors in Indianapolis, IN
Every SEC-registered investment adviser representative at a The Wellington Grp LLC office in Indianapolis, A to Z.
The short answer
10 registered advisors work at The Wellington Grp LLC in Indianapolis, out of 10 at the firm nationwide; it ranks number 38 in the city by advisors. 3 list the CFP designation and 0 are also registered broker representatives.
The Wellington Grp LLC advisors in Indianapolis, A to Z
Every The Wellington Grp LLC advisor →- Timothy D. BalesCertified Financial Planner
- Anthony J. BonannoInvestment adviser rep
- Thomas L. CatesInvestment adviser rep
- Andrew J. CornellCertified Financial Planner
- Patrick H. DykstraInvestment adviser rep
- Maxwell T. MoritzCertified Financial Planner
- Leonard L. NeislerInvestment adviser rep
- Nicholas B. ProkaiInvestment adviser rep
- Kevin P. ZeyenInvestment adviser rep
- Chyathorn S. ZipperleInvestment adviser rep
The Wellington Grp LLC advisors in every city and state →The Wellington Grp LLC: assets, clients and custodians →Advisor Moves: who changed firms this week →
Other firms in Indianapolis
All Indianapolis advisors →Schwab Wealth Advisory, Inc. 160Charles Schwab & Co., Inc. 158Oneamerica Securities, Inc. 128Morgan Stanley 100Merrill Lynch, Pierce, Fenner & Smith Incorporated 99Ameriprise Financial Services, LLC 67MML Investors Services, LLC 62J.P. Morgan Securities LLC 55LPL Enterprise, LLC 51Cetera Investment Advisers LLC 49Thurston Springer Advisors 48Stifel, Nicolaus & Company, Incorporated 44
Questions
How many financial advisors does The Wellington Grp LLC have in Indianapolis?
10 investment adviser representatives are registered at The Wellington Grp LLC offices in Indianapolis, Indiana, according to the SEC's Investment Adviser Public Disclosure records, out of 10 nationwide. 3 list the CFP designation and 0 are also registered as broker representatives.
Is The Wellington Grp LLC one of the largest advisor employers in Indianapolis?
The Wellington Grp LLC ranks number 38 in Indianapolis by registered advisors; Schwab Wealth Advisory, Inc. has the most, with 160.
How do I check a The Wellington Grp LLC advisor in Indianapolis?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the The Wellington Grp LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.