Financial ADVSR advisor directory · SEC adviser records
Opal Capital LLC financial advisors in Boca Raton, FL
Every SEC-registered investment adviser representative at a Opal Capital LLC office in Boca Raton, A to Z.
4 registered advisors work at Opal Capital LLC in Boca Raton, out of 6 at the firm nationwide; it ranks number 66 in the city by advisors. 0 list the CFP designation and 0 are also registered broker representatives.
Opal Capital LLC advisors in Boca Raton, A to Z
Every Opal Capital LLC advisor →- Alan Graff Jr.Investment adviser rep
- Austin M. GraffChartered Financial Analyst
- Lauren M. HarmonChartered Financial Analyst
- Manav J. ShahChartered Financial Analyst
Opal Capital LLC advisors in every city and state →Opal Capital LLC: assets, clients and custodians →Advisor Moves: who changed firms this week →
Opal Capital LLC advisors in other cities
Other firms in Boca Raton
All Boca Raton advisors →Morgan Stanley 193Merrill Lynch, Pierce, Fenner & Smith Incorporated 112Wells Fargo Clearing Services, LLC 103Ameriprise Financial Services, LLC 99Raymond James & Associates, Inc. 59Nfsg Corporation 54LPL Financial LLC 48Wells Fargo Advisors Financial Network, LLC 41Equitable Advisors, LLC 39RBC Capital Markets, LLC 35Valic Financial Advisors, Inc. 35J.P. Morgan Securities LLC 34
Questions
How many financial advisors does Opal Capital LLC have in Boca Raton?
4 investment adviser representatives are registered at Opal Capital LLC offices in Boca Raton, Florida, according to the SEC's Investment Adviser Public Disclosure records, out of 6 nationwide. 0 list the CFP designation and 0 are also registered as broker representatives.
Is Opal Capital LLC one of the largest advisor employers in Boca Raton?
Opal Capital LLC ranks number 66 in Boca Raton by registered advisors; Morgan Stanley has the most, with 193.
How do I check a Opal Capital LLC advisor in Boca Raton?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Opal Capital LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.