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Founder/cio · Opal Capital LLC

Austin M. Graff

CRD 5194678 · Named on Form ADV at 2 SEC-registered advisers

At a glance

Opal Capital LLC, an SEC-registered asset manager based in Boca Raton, FL with $348 million in regulatory assets, lists Austin M. Graff on its Form ADV as Founder/cio, a control person. The SEC filings also name Austin at 1 other registered adviser.

Firms and roles

  • Opal Capital LLCFounder/cioAsset manager · Boca Raton, FL · $348M in regulatory assets
  • 49 FinancialCIOWealth manager · Austin, TX · $1.4B in regulatory assets

AtlasMembers

Austin’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
2 firmsLocked
Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Austin’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.