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Financial ADVSR advisor directory · SEC adviser records

Wellington Shields Capital Management, LLC financial advisors

Every SEC-registered investment adviser representative at Wellington Shields Capital Management, LLC, by the state and city of the office they work from.

The short answer

11 registered advisors work at Wellington Shields Capital Management, LLC, in 1 state and 1 city; the most are in New York, NY (11). 0 list the CFP designation and 10 are also registered broker representatives.

Search every Wellington Shields Capital Management, LLC advisor by name →Who joined and left Wellington Shields Capital Management, LLC →Wellington Shields Capital Management, LLC: assets, clients and custodians →

Cities with the most Wellington Shields Capital Management, LLC advisors

New York, NY 11

Wellington Shields Capital Management, LLC advisors by state

Wellington Shields Capital Management, LLC in New York 11

New York 11

Questions

How many financial advisors does Wellington Shields Capital Management, LLC have?

11 investment adviser representatives are registered with Wellington Shields Capital Management, LLC, according to the SEC's Investment Adviser Public Disclosure records, in 1 state and 1 cities. 0 list the CFP designation and 10 are also registered as broker representatives.

Where does Wellington Shields Capital Management, LLC have the most advisors?

New York, NY, with 11 registered advisors. By state, New York has the most, with 11.

How do I find a Wellington Shields Capital Management, LLC financial advisor near me?

Pick your state below, then your city, to see every Wellington Shields Capital Management, LLC advisor registered at an office there. Each one links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. An advisor registered at Wellington Shields Capital Management, LLC offices in more than one city counts in each city but once in the total; broker-only representatives (FINRA BrokerCheck) aren't included. Every firm →