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Financial ADVSR advisor directory · SEC adviser records

W.A. Smith Financial Group financial advisors in Ohio

Every SEC-registered investment adviser representative at a W.A. Smith Financial Group office in Ohio, by city and A to Z.

The short answer

5 registered advisors work at W.A. Smith Financial Group in Ohio, out of 7 nationwide; it's the firm's number 1 state by advisors, and the most are in Sandusky (4). 0 list the CFP designation and 0 are also registered broker representatives.

W.A. Smith Financial Group advisors by city in Ohio

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Sandusky 4Sheffield Village 1

W.A. Smith Financial Group advisors in Ohio, A to Z

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Questions

How many W.A. Smith Financial Group financial advisors are in Ohio?

5 investment adviser representatives are registered at W.A. Smith Financial Group offices in Ohio, according to the SEC's Investment Adviser Public Disclosure records, out of 7 at the firm nationwide. 0 list the CFP designation and 0 are also registered as broker representatives.

Where in Ohio does W.A. Smith Financial Group have the most advisors?

Sandusky, with 4, then Sheffield Village (1). W.A. Smith Financial Group has advisors in 2 cities in Ohio.

How do I check a W.A. Smith Financial Group advisor in Ohio?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the W.A. Smith Financial Group office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.