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Financial ADVSR advisor directory · SEC adviser records

Tradewinds Capital Management, LLC financial advisors in Washington

Every SEC-registered investment adviser representative at a Tradewinds Capital Management, LLC office in Washington, by city and A to Z.

The short answer

6 registered advisors work at Tradewinds Capital Management, LLC in Washington, out of 7 nationwide; it's the firm's number 1 state by advisors, and the most are in Bellingham (6). 2 list the CFP designation and 0 are also registered broker representatives.

Tradewinds Capital Management, LLC advisors by city in Washington

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Bellingham 6

Tradewinds Capital Management, LLC advisors in Washington, A to Z

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Questions

How many Tradewinds Capital Management, LLC financial advisors are in Washington?

6 investment adviser representatives are registered at Tradewinds Capital Management, LLC offices in Washington, according to the SEC's Investment Adviser Public Disclosure records, out of 7 at the firm nationwide. 2 list the CFP designation and 0 are also registered as broker representatives.

Where in Washington does Tradewinds Capital Management, LLC have the most advisors?

Bellingham, with 6. Tradewinds Capital Management, LLC has advisors in 1 city in Washington.

How do I check a Tradewinds Capital Management, LLC advisor in Washington?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Tradewinds Capital Management, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.