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Financial ADVSR advisor moves · SEC adviser records, updated daily

Advisors who joined and left Tiaa-Cref Individual & Institutional Services, LLC

Every SEC-registered advisor who joined Tiaa-Cref Individual & Institutional Services, LLC or left it for another firm since October 22, and where they came from or went.

3 joined and 0 left for another firm since October 22, a net change of +3. The most came from Equitable Advisors, LLC (1).

Every Tiaa-Cref Individual & Institutional Services, LLC advisor, by city and state →Which firms are gaining and losing advisors →

Where advisors came from and went

Came from

Equitable Advisors, LLC 1Halo Investment Services, LLC 1Farmers Asset Management, LLC 1

Joined Tiaa-Cref Individual & Institutional Services, LLC (3)

AdvisorCame fromOfficeSeen
John J. McCoyEquitable Advisors, LLCFrisco, TXNov 6
Emmanuel J. NagerHalo Investment Services, LLCChicago, ILNov 4
Ryane W. DobbinsonFarmers Asset Management, LLCGrand Prairie, TXOct 31

Left Tiaa-Cref Individual & Institutional Services, LLC for another firm (0)

No advisors left for another firm since October 22.

Questions

How many advisors has Tiaa-Cref Individual & Institutional Services, LLC added recently?

3 SEC-registered advisors joined Tiaa-Cref Individual & Institutional Services, LLC and 0 left it for another firm since October 22, a net change of +3, according to the SEC's daily Investment Adviser Public Disclosure file. The most came from Equitable Advisors, LLC (1).

Where does this data come from?

The SEC publishes every registered investment adviser representative and their firms each day. Financial ADVSR compares each day's file with the one before: an advisor who gains a firm counts as joining it, one who loses it as leaving. A departure counts only when the advisor shows up at another firm within 45 days; advisors who simply drop out of the file (retirements, broker-only roles, gaps in a day's file) aren't counted.

Source: the SEC's Investment Adviser Public Disclosure daily file, compared day by day since 2026-10-22. Investment adviser representatives only; broker-only moves (FINRA BrokerCheck) aren't included. Reported team moves and deals are in Advisor Moves.