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Financial ADVSR advisor directory · SEC adviser records

The Wealth Alliance, LLC financial advisors in New York

Every SEC-registered investment adviser representative at a The Wealth Alliance, LLC office in New York, by city and A to Z.

The short answer

9 registered advisors work at The Wealth Alliance, LLC in New York, out of 10 nationwide; it's the firm's number 1 state by advisors, and the most are in Melville (8). 4 list the CFP designation and 6 are also registered broker representatives.

The Wealth Alliance, LLC advisors by city in New York

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Melville 8Mellville 1

The Wealth Alliance, LLC advisors in New York, A to Z

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The Wealth Alliance, LLC advisors in every state →The Wealth Alliance, LLC: assets, clients and custodians →Advisor Moves: who changed firms this week →

Questions

How many The Wealth Alliance, LLC financial advisors are in New York?

9 investment adviser representatives are registered at The Wealth Alliance, LLC offices in New York, according to the SEC's Investment Adviser Public Disclosure records, out of 10 at the firm nationwide. 4 list the CFP designation and 6 are also registered as broker representatives.

Where in New York does The Wealth Alliance, LLC have the most advisors?

Melville, with 8, then Mellville (1). The Wealth Alliance, LLC has advisors in 2 cities in New York.

How do I check a The Wealth Alliance, LLC advisor in New York?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the The Wealth Alliance, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.