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Financial ADVSR advisor moves · SEC adviser records, updated daily

Advisors who joined and left Td Private Client Wealth LLC

Every SEC-registered advisor who joined Td Private Client Wealth LLC or left it for another firm since October 22, and where they came from or went.

1 joined and 1 left for another firm since October 22, a net change of 0. The most came from Equitable Advisors, LLC (1); the most who left went to Park Avenue Securities LLC (1).

Every Td Private Client Wealth LLC advisor, by city and state →Which firms are gaining and losing advisors →

Where advisors came from and went

Came from

Equitable Advisors, LLC 1

Went to

Park Avenue Securities LLC 1

Joined Td Private Client Wealth LLC (1)

AdvisorCame fromOfficeSeen
Benjamin R. CorshenEquitable Advisors, LLCRutland, VTNov 4

Left Td Private Client Wealth LLC for another firm (1)

AdvisorWent toOfficeSeen
Waseem A. KhanPark Avenue Securities LLCAllentown, PANov 3

Questions

How many advisors has Td Private Client Wealth LLC added recently?

1 SEC-registered advisors joined Td Private Client Wealth LLC and 1 left it for another firm since October 22, a net change of 0, according to the SEC's daily Investment Adviser Public Disclosure file. The most came from Equitable Advisors, LLC (1).

Where are Td Private Client Wealth LLC advisors going?

Of the advisors who left Td Private Client Wealth LLC for another firm since October 22, the most joined Park Avenue Securities LLC (1).

Where does this data come from?

The SEC publishes every registered investment adviser representative and their firms each day. Financial ADVSR compares each day's file with the one before: an advisor who gains a firm counts as joining it, one who loses it as leaving. A departure counts only when the advisor shows up at another firm within 45 days; advisors who simply drop out of the file (retirements, broker-only roles, gaps in a day's file) aren't counted.

Source: the SEC's Investment Adviser Public Disclosure daily file, compared day by day since 2026-10-22. Investment adviser representatives only; broker-only moves (FINRA BrokerCheck) aren't included. Reported team moves and deals are in Advisor Moves.