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Financial ADVSR advisor directory · SEC adviser records

Sovereign Global Advisors LLC financial advisors

Every SEC-registered investment adviser representative at Sovereign Global Advisors LLC, by the state and city of the office they work from.

The short answer

3 registered advisors work at Sovereign Global Advisors LLC, in 3 states and 3 cities; the most are in Denver, CO (1). 0 list the CFP designation and 3 are also registered broker representatives.

Search every Sovereign Global Advisors LLC advisor by name →Who joined and left Sovereign Global Advisors LLC →

Cities with the most Sovereign Global Advisors LLC advisors

Denver, CO 1Glen Cove, NY 1N Chesterfield, VA 1

Sovereign Global Advisors LLC advisors by state

Sovereign Global Advisors LLC in Colorado 1

Denver 1

Sovereign Global Advisors LLC in New York 1

Glen Cove 1

Sovereign Global Advisors LLC in Virginia 1

N Chesterfield 1

Questions

How many financial advisors does Sovereign Global Advisors LLC have?

3 investment adviser representatives are registered with Sovereign Global Advisors LLC, according to the SEC's Investment Adviser Public Disclosure records, in 3 states and 3 cities. 0 list the CFP designation and 3 are also registered as broker representatives.

Where does Sovereign Global Advisors LLC have the most advisors?

Denver, CO, with 1 registered advisors, then Glen Cove, NY (1). By state, Colorado has the most, with 1.

How do I find a Sovereign Global Advisors LLC financial advisor near me?

Pick your state below, then your city, to see every Sovereign Global Advisors LLC advisor registered at an office there. Each one links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. An advisor registered at Sovereign Global Advisors LLC offices in more than one city counts in each city but once in the total; broker-only representatives (FINRA BrokerCheck) aren't included. Every firm →