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FinancialADVSR

Est. 2026The front page of wealth managementNew York

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Financial ADVSR advisor moves · SEC adviser records, updated daily

Advisors who joined and left Rfg Advisory, LLC

Every SEC-registered advisor who joined Rfg Advisory, LLC or left it for another firm since October 22, and where they came from or went.

1 joined and 2 left for another firm since October 22, a net change of -1. The most came from Planmember Securities Corporation (1); the most who left went to Resolute Wealth Management (2).

Every Rfg Advisory, LLC advisor, by city and state →Which firms are gaining and losing advisors →

Where advisors came from and went

Came from

Planmember Securities Corporation 1

Went to

Resolute Wealth Management 2

Joined Rfg Advisory, LLC (1)

AdvisorCame fromOfficeSeen
Joshua J. MayrPlanmember Securities CorporationWenatchee, WANov 2

Left Rfg Advisory, LLC for another firm (2)

AdvisorWent toOfficeSeen
Rory K. HartmannResolute Wealth ManagementVestavia Hills, ALNov 14
Sean M. CawleyResolute Wealth ManagementVestavia Hills, ALNov 14

Questions

How many advisors has Rfg Advisory, LLC added recently?

1 SEC-registered advisors joined Rfg Advisory, LLC and 2 left it for another firm since October 22, a net change of -1, according to the SEC's daily Investment Adviser Public Disclosure file. The most came from Planmember Securities Corporation (1).

Where are Rfg Advisory, LLC advisors going?

Of the advisors who left Rfg Advisory, LLC for another firm since October 22, the most joined Resolute Wealth Management (2).

Where does this data come from?

The SEC publishes every registered investment adviser representative and their firms each day. Financial ADVSR compares each day's file with the one before: an advisor who gains a firm counts as joining it, one who loses it as leaving. A departure counts only when the advisor shows up at another firm within 45 days; advisors who simply drop out of the file (retirements, broker-only roles, gaps in a day's file) aren't counted.

Source: the SEC's Investment Adviser Public Disclosure daily file, compared day by day since 2026-10-22. Investment adviser representatives only; broker-only moves (FINRA BrokerCheck) aren't included. Reported team moves and deals are in Advisor Moves.