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Financial ADVSR advisor directory · SEC adviser records

Northwind Financial LLC financial advisors in Oregon

Every SEC-registered investment adviser representative at a Northwind Financial LLC office in Oregon, by city and A to Z.

3 registered advisors work at Northwind Financial LLC in Oregon, out of 3 nationwide; it's the firm's number 1 state by advisors, and the most are in Bend (3). 1 list the CFP designation and 0 are also registered broker representatives.

Northwind Financial LLC advisors by city in Oregon

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Northwind Financial LLC advisors in Oregon, A to Z

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Questions

How many Northwind Financial LLC financial advisors are in Oregon?

3 investment adviser representatives are registered at Northwind Financial LLC offices in Oregon, according to the SEC's Investment Adviser Public Disclosure records, out of 3 at the firm nationwide. 1 list the CFP designation and 0 are also registered as broker representatives.

Where in Oregon does Northwind Financial LLC have the most advisors?

Bend, with 3. Northwind Financial LLC has advisors in 1 city in Oregon.

How do I check a Northwind Financial LLC advisor in Oregon?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Northwind Financial LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.