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Financial ADVSR advisor directory · SEC adviser records

Nomura Investment Management Business Trust financial advisors

Every SEC-registered investment adviser representative at Nomura Investment Management Business Trust, by the state and city of the office they work from.

The short answer

4 registered advisors work at Nomura Investment Management Business Trust, in 1 state and 2 cities; the most are in Philadelphia, PA (3). 0 list the CFP designation and 4 are also registered broker representatives.

Search every Nomura Investment Management Business Trust advisor by name →Who joined and left Nomura Investment Management Business Trust →Nomura Investment Management Business Trust: assets, clients and custodians →

Cities with the most Nomura Investment Management Business Trust advisors

Philadelphia, PA 3Wayne, PA 1

Nomura Investment Management Business Trust advisors by state

Nomura Investment Management Business Trust in Pennsylvania 4

Philadelphia 3Wayne 1

Questions

How many financial advisors does Nomura Investment Management Business Trust have?

4 investment adviser representatives are registered with Nomura Investment Management Business Trust, according to the SEC's Investment Adviser Public Disclosure records, in 1 state and 2 cities. 0 list the CFP designation and 4 are also registered as broker representatives.

Where does Nomura Investment Management Business Trust have the most advisors?

Philadelphia, PA, with 3 registered advisors, then Wayne, PA (1). By state, Pennsylvania has the most, with 4.

How do I find a Nomura Investment Management Business Trust financial advisor near me?

Pick your state below, then your city, to see every Nomura Investment Management Business Trust advisor registered at an office there. Each one links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. An advisor registered at Nomura Investment Management Business Trust offices in more than one city counts in each city but once in the total; broker-only representatives (FINRA BrokerCheck) aren't included. Every firm →