Financial ADVSR advisor directory · SEC adviser records
New River Investments financial advisors in California
Every SEC-registered investment adviser representative at a New River Investments office in California, by city and A to Z.
The short answer
3 registered advisors work at New River Investments in California, out of 3 nationwide; it's the firm's number 1 state by advisors, and the most are in Los Angeles (3). 0 list the CFP designation and 0 are also registered broker representatives.
New River Investments advisors by city in California
Every firm in California →New River Investments advisors in California, A to Z
Search by name →- Samantha D. PowellLos Angeles
- Alberto RoditiLos Angeles
- Guillermo Roditi DominguezLos Angeles
New River Investments advisors in every state →Advisor Moves: who changed firms this week →
Questions
How many New River Investments financial advisors are in California?
3 investment adviser representatives are registered at New River Investments offices in California, according to the SEC's Investment Adviser Public Disclosure records, out of 3 at the firm nationwide. 0 list the CFP designation and 0 are also registered as broker representatives.
Where in California does New River Investments have the most advisors?
Los Angeles, with 3. New River Investments has advisors in 1 city in California.
How do I check a New River Investments advisor in California?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the New River Investments office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.