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Financial ADVSR advisor directory · SEC adviser records

Mma Securities LLC financial advisors in New York

Every SEC-registered investment adviser representative at a Mma Securities LLC office in New York, by city and A to Z.

The short answer

5 registered advisors work at Mma Securities LLC in New York, out of 157 nationwide; it's the firm's number 10 state by advisors, and the most are in New York (4). 1 list the CFP designation and 3 are also registered broker representatives.

Mma Securities LLC advisors by city in New York

Every firm in New York →

New York 4Melville 1

Mma Securities LLC advisors in New York, A to Z

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Mma Securities LLC advisors in every state →Mma Securities LLC: assets, clients and custodians →Advisor Moves: who changed firms this week →

Mma Securities LLC in other states

Massachusetts 40California 29Minnesota 18North Carolina 10Pennsylvania 10Texas 7Illinois 6Missouri 6New Jersey 5Florida 3Georgia 3

Questions

How many Mma Securities LLC financial advisors are in New York?

5 investment adviser representatives are registered at Mma Securities LLC offices in New York, according to the SEC's Investment Adviser Public Disclosure records, out of 157 at the firm nationwide. 1 list the CFP designation and 3 are also registered as broker representatives.

Where in New York does Mma Securities LLC have the most advisors?

New York, with 4, then Melville (1). Mma Securities LLC has advisors in 2 cities in New York.

How do I check a Mma Securities LLC advisor in New York?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Mma Securities LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.